Texas State Library and Archives Commission
Monday, August 4, 2008 11:30 a.m.
Audit Committee Minutes
The Texas State Library and Archives Commission (TSLAC) Audit Committee was scheduled to meet on Monday, August 4, 2008 at 11:30 a.m., at the State Records Center, 4400 Shoal Creek Boulevard in Austin, Texas.
Michael C. Waters
Sharon T. Carr
Martha Doty Freeman
Edward Seidenberg, assistant state librarian
Chris LaPlante, director, Archives and Information Services
Ava Smith, director, Talking Book Program
Deborah Littrell, director, Library Development
Beverley Shirley, director, Library Resource Sharing
Manuel Alvarez, director, Information Resources Technologies
Karen Drabek, director, Administrative Services
Tracy Kuhn Lash, executive assistant
Nanette Pfiester, manager, Records Management Assistance
Dreanna Belden, University of North Texas
Cathy N. Hartman, University of North Texas
Dan H. Carper, Austin, TX
Iris Sanchez, Aransas County Library
Melodie Field, Aransas County Library
A quorum being present, Chairman Hernandez convened the meeting at 9:30 a.m.
1. Review and approve Evaluation of Compliance with Information Technology Requirements (1 TAC 202).
Manuel Alvarez discussed audit findings with commissioners noting that he agreed with audit findings. He attributes non-compliance issues to the impact of Data Center Consolidation. He noted that the agency's previous audit in 2007 and conducted prior to Data Center Consolidation, found the agency in substantial compliance. Commissioner McAfee asked for more detailed information that would pinpoint non-compliance issues. After further discussion, Commissioner McAfee moved to table acceptance of the report pending receipt of auditor's notes. Commissioner Waters seconded. Motion passed.
2. Review and approve Risk Assessment and Internal Audit Plan for 2009.
Edward Seidenberg presented the Risk Assessment and Internal Audit Plan for 2009. Commissioner McAfee requested a copy of the Post Payment Procurement Report from the Comptroller's Office. Commissioner McAfee moved to approve conditionally if the auditor adds fiscal controls to the FY2009 Audit Plan. Commissioner Waters seconded. Motion passed.
3. Review and approve Internal Audit Services Proposal for 2009.
Edward Seidenberg presented the Internal Audit Services Proposal for 2009 and requested approval. After discussion, committee members agreed to amend the plan to require the auditor to provide working papers as part of each report, and to include an audit of fiscal controls. Commissioner McAfee moved to approve the audit with the amendment. Commissioner Waters seconded. Motion passed.
There being no further business before the Audit Committee, Chairman Hernandez adjourned the meeting at 10:24 a.m.
Peggy D. Rudd
Director and Librarian